Filing Details
- Accession Number:
- 0001209191-15-030279
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-30 20:03:03
- Reporting Period:
- 2015-03-26
- Filing Date:
- 2015-03-30
- Accepted Time:
- 2015-03-30 20:03:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1579157 | Vince Holding Corp. | VNCE | Retail-Apparel & Accessory Stores (5600) | 753264870 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1391476 | Sun Capital Partners V Lp | C/O Sun Capital Partners, Inc. 5200 Town Circle Center, Suite 600 Boca Raton FL 33486 | No | No | Yes | No | |
1456479 | Sun Capital Advisors V, L.p. | 5200 Town Circle Center Suite 600 Boca Raton FL 33486 | No | No | Yes | No | |
1456482 | Sun Capital Partners V, Ltd. | 5200 Town Circle Center Suite 600 Boca Raton FL 33486 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 | Acquisiton | 2015-03-26 | 25,000 | $17.02 | 15,252,672 | No | 4 | P | Indirect | See Footnotes |
Common Stock, Par Value $0.01 | Acquisiton | 2015-03-27 | 50,000 | $17.06 | 15,302,672 | No | 4 | P | Indirect | See Footnotes |
Common Stock, Par Value $0.01 | Acquisiton | 2015-03-30 | 25,000 | $17.20 | 15,327,672 | No | 4 | P | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
Footnotes
- Represents common stock owned of record by SK Financial Services, LLC ("SK Financial"), which is jointly owned by Sun Capital Partners V, L.P. ("SCP V"), Sun Capital Securities Offshore Fund, Ltd. ("SCSF Offshore") and Sun Capital Securities Fund, L.P. ("SCSF LP"). The Form 4 for SCSF Offshore and SCSF LP is filed separately. Sun Capital Partners V, Ltd. is the general partner of Sun Capital Advisors V, L.P., which is the general partner of SCP V.
- 15,037,793 of the reported shares are owned of record by Sun Cardinal, LLC ("Sun Cardinal"). SCP V owns all of the ownership interests in Sun Cardinal. The remaining reported shares are owned of record by SK Financial. As a result and for the reasons described in footnote 1 above each of SCP V, Sun Capital Partners V, Ltd. and Sun Capital Advisors V, L.P. (collectively, the "Indirect Sun Owners") may be deemed to have indirect beneficial ownership of the securities owned of record by Sun Cardinal and SK Financial. Each Indirect Sun Owner expressly disclaims beneficial ownership of any securities in which it does not have a pecuniary interest.