Filing Details

Accession Number:
0001016281-15-000056
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-30 17:51:58
Reporting Period:
2015-03-26
Filing Date:
2015-03-30
Accepted Time:
2015-03-30 17:51:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1016281 Carriage Services Inc CSV Services-Personal Services (7200) 760423828
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1024177 C Melvin Payne 3040 Post Oak Blvd
Suite 300
Houston TX 77056
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-03-26 12,186 $24.90 1,381,207 No 4 S Direct
Common Stock Disposition 2015-03-27 29,184 $24.75 1,352,023 No 4 S Direct
Common Stock Disposition 2015-03-30 8,630 $24.22 1,343,393 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,518 Indirect Spouse
Common Stock 80,270 Indirect daughter in same household
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $22.58 2022-02-24 100,000 100,000 Direct
Common Stock Stock Options $20.49 2019-03-03 100,000 100,000 Direct
Common Stock Stock Options $16.73 2018-05-22 100,000 100,000 Direct
Common Stock Stock Options $5.70 2021-02-28 41,419 41,419 Direct
Common Stock Stock Options $4.78 2020-05-18 21,200 21,200 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-02-24 100,000 100,000 Direct
2019-03-03 100,000 100,000 Direct
2018-05-22 100,000 100,000 Direct
2021-02-28 41,419 41,419 Direct
2020-05-18 21,200 21,200 Direct
Footnotes
  1. Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which will vest 1/3 on 2/24/2016, 1/3 on 2/24/2017 and 1/3 on 2/24/2018. These stock options expire on 2/24/2022.
  2. Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which will vest 1/3 on 3/3/2015, 1/3 on 3/3/2016 and 1/3 on 3/3/2017. These stock options expire on 3/3/2019.
  3. Stock Options grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vest 1/3 on 05/22/2014, 1/3 on 05/22/2015 and 1/3 on 05/22/2016. These stock options expire on 05/22/2018.
  4. Stock Options grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vest 1/3 on 02/28/2012, 1/3 on 02/28/2013 and 1/3 on 02/28/2014. These stock options expire on 02/28/2021.
  5. Stock Options grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vest 1/3 on 05/18/2011, 1/3 on 05/18/2012 and 1/3 on 05/18/2013. These stock options expire on 05/18/2020.