Filing Details

Accession Number:
0001016281-15-000052
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-30 17:21:31
Reporting Period:
2015-03-30
Filing Date:
2015-03-30
Accepted Time:
2015-03-30 17:21:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1016281 Carriage Services Inc CSV Services-Personal Services (7200) 760423828
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1427418 R Shawn Phillips 629 Red Deer Rd
Lebanon OH 45036
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-03-30 4,000 $24.46 52,450 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $22.58 2022-02-24 35,000 35,000 Direct
Common Stock Stock Options $20.26 2019-02-25 30,000 30,000 Direct
Common Stock Stock Options $16.73 2018-05-22 25,000 25,000 Direct
Common Stock Stock Options $5.94 2022-03-05 22,674 22,674 Direct
Common Stock Stock Options $5.70 2021-02-28 17,913 17,913 Direct
Common Stock Stock Options $4.78 2020-05-18 19,283 19,283 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-02-24 35,000 35,000 Direct
2019-02-25 30,000 30,000 Direct
2018-05-22 25,000 25,000 Direct
2022-03-05 22,674 22,674 Direct
2021-02-28 17,913 17,913 Direct
2020-05-18 19,283 19,283 Direct
Footnotes
  1. Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which will vest 1/3 on 2/24/2016, 1/3 on 2/24/2017 and 1/3 on 2/24/2018. These stock options expire on 2/24/2022.
  2. Stock Options grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vest 1/3 on 2/25/2015, 1/3 on 02/25/2016 and 1/3 on 02/25/2017. These stock options expire on 02/25/2019.
  3. Stock Options grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vest 1/3 on 05/22/2014, 1/3 on 05/22/2015 and 1/3 on 05/22/2016. These stock options expire on 05/22/2018.
  4. Stock Options grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vest 1/3 on 03/05/2013, 1/3 on 03/05/2014 and 1/3 on 03/05/2015. These stock options expire on 03/05/2022.
  5. Stock Options grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vest 1/3 on 02/28/2012, 1/3 on 02/28/2013 and 1/3 on 02/28/2014. These stock options expire on 02/28/2021.
  6. Stock Options grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vest 1/3 on 05/18/2011, 1/3 on 05/18/2012 and 1/3 on 05/18/2013. These stock options expire on 05/18/2020.