Filing Details
- Accession Number:
- 0001225208-15-008785
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-30 16:54:53
- Reporting Period:
- 2015-03-26
- Filing Date:
- 2015-03-30
- Accepted Time:
- 2015-03-30 16:54:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1517518 | Clearbridge Energy Mlp Opportunity Fund Inc. | EMO | () | 451474578 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
225602 | Massachusetts Mutual Life Insurance Co | 1295 State Street Springfield MA 01111 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Mrp Shares | Acquisiton | 2015-03-26 | 228 | $100,000.00 | 228 | No | 4 | P | Direct | |
Mrp Shares | Acquisiton | 2015-03-26 | 12 | $100,000.00 | 12 | No | 4 | P | Indirect | By C.M. Life Insurance Company |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | By C.M. Life Insurance Company |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Senior Secured Notes Series B | 25,850,000 | Direct | |
Senior Secured Notes Series C | 6,550,000 | Direct | |
Senior Secured Notes Series B | 2,900,000 | Indirect | By C.M. Life Insurance Company |
Senior Secured Notes Series C | 700,000 | Indirect | By C.M. Life Insurance Company |
Senior Secured Notes Series B | 3,250,000 | Indirect | By MassMutual Asia Limited |
Senior Secured Notes Series C | 750,000 | Indirect | By MassMutual Asia Limited |
Footnotes
- C.M. Life Insurance Company is a wholly-owned subsidiary of the Reporting Person.
- MassMutual Asia Limited is an indirect wholly-owned subsidiary of the Reporting Person.