Filing Details
- Accession Number:
- 0001104659-15-023556
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-27 21:09:10
- Reporting Period:
- 2015-03-25
- Filing Date:
- 2015-03-27
- Accepted Time:
- 2015-03-27 21:09:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1337619 | Envestnet Inc. | ENV | Services-Business Services, Nec (7389) | 201409613 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1414035 | Yves Sisteron | 35 East Wacker Drive Suite 2400 Chicago IL 60601 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-03-25 | 1,000 | $55.18 | 83,694 | No | 4 | S | Indirect | By Rodeo Alpine LLC |
Common Stock | Disposition | 2015-03-25 | 1,000 | $55.18 | 65,897 | No | 4 | S | Indirect | By Shadow Hill LLC |
Common Stock | Disposition | 2015-03-25 | 1,902 | $55.18 | 20,930 | No | 4 | S | Indirect | By The Sisteron Family Trust |
Common Stock | Disposition | 2015-03-26 | 9,500 | $54.87 | 74,194 | No | 4 | S | Indirect | By Rodeo Alpine LLC |
Common Stock | Disposition | 2015-03-26 | 9,500 | $54.87 | 56,397 | No | 4 | S | Indirect | By Shadow Hill LLC |
Common Stock | Disposition | 2015-03-26 | 20,930 | $54.87 | 0 | No | 4 | S | Indirect | By The Sisteron Family Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Rodeo Alpine LLC |
No | 4 | S | Indirect | By Shadow Hill LLC |
No | 4 | S | Indirect | By The Sisteron Family Trust |
No | 4 | S | Indirect | By Rodeo Alpine LLC |
No | 4 | S | Indirect | By Shadow Hill LLC |
No | 4 | S | Indirect | By The Sisteron Family Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Director Stock Option (Right to Buy) | $12.55 | 2012-02-28 | 2021-02-28 | 2,990 | 2,990 | Direct |
Common Stock | Director Stock Option (Right to Buy) | $12.45 | 2013-02-28 | 2022-02-28 | 6,495 | 6 | Direct |
Common Stock | Director Stock Option (Right to Buy) | $15.34 | 2014-02-28 | 2023-02-28 | 8,837 | 8,837 | Direct |
Common Stock | Director Stock Option (Right to Buy) | $41.84 | 2015-02-28 | 2024-02-28 | 4,183 | 4,183 | Direct |
Common Stock | Director Stock Option (Right to Buy) | $55.29 | 2016-02-28 | 2025-02-28 | 2,913 | 2,913 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-02-28 | 2,990 | 2,990 | Direct |
2022-02-28 | 6,495 | 6 | Direct |
2023-02-28 | 8,837 | 8,837 | Direct |
2024-02-28 | 4,183 | 4,183 | Direct |
2025-02-28 | 2,913 | 2,913 | Direct |
Footnotes
- Total includes 15,000 Common Stock transferred from the reporting person's direct ownership to the reporting person's indirect ownership by trust on September 18, 2012 and also includes the corrected amount reflected in the Form 4 amendment filed as of the date hereof to the Form 4 dated March 4, 2014 and filed on March 6, 2014.
- Original option grant vests monthly over a 4 year period, except that the shares that would otherwise vest over the first 12 months shall not vest until the first anniversary of the grant.as listed in the "Date Exercisable" column.