Filing Details
- Accession Number:
- 0001209191-15-030050
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-27 20:49:21
- Reporting Period:
- 2015-03-25
- Filing Date:
- 2015-03-27
- Accepted Time:
- 2015-03-27 20:49:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1280263 | Ambarella Inc | AMBA | Semiconductors & Related Devices (3674) | 980459628 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1008463 | Bu Lip Tan | One California Street, Suite 2800 San Francisco CA 94111 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2015-03-25 | 10,000 | $8.82 | 14,167 | No | 4 | M | Direct | |
Ordinary Shares | Acquisiton | 2015-03-25 | 2,500 | $16.35 | 16,667 | No | 4 | M | Direct | |
Ordinary Shares | Acquisiton | 2015-03-25 | 2,777 | $38.92 | 19,444 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2015-03-25 | 15,277 | $69.45 | 4,167 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Stock Option (right to buy) | Disposition | 2015-03-25 | 10,000 | $0.00 | 10,000 | $8.82 |
Ordinary Shares | Stock Option (right to buy) | Disposition | 2015-03-25 | 2,500 | $0.00 | 2,500 | $16.35 |
Ordinary Shares | Stock Option (right to buy) | Disposition | 2015-03-25 | 2,777 | $0.00 | 2,777 | $38.92 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
12,222 | 2020-11-03 | No | 4 | M | Direct | |
3,055 | 2023-06-06 | No | 4 | M | Direct | |
2,778 | 2024-09-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Ordinary Shares | 1,464 | Indirect | See Footnote |
Footnotes
- The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $69.27 to $69.65 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- Such shares are held by Lip-Bu Tan & Ysa Loo Trust DTD 2/3/92.
- Of the 22,222 total shares granted, the shares subject to the option vested monthly over four years beginning on August 1, 2010.
- Of the 5,555 total shares granted, the shares subject to the option vested at a rate of 1/12 per month following the vest start date of June 6, 2013
- Of the 5,555 total shares granted, the shares subject to the option vest at a rate of 1/12 per month following the vesting start date of September 8, 2014.