Filing Details

Accession Number:
0001209191-15-030050
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-27 20:49:21
Reporting Period:
2015-03-25
Filing Date:
2015-03-27
Accepted Time:
2015-03-27 20:49:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1280263 Ambarella Inc AMBA Semiconductors & Related Devices (3674) 980459628
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1008463 Bu Lip Tan One California Street, Suite 2800
San Francisco CA 94111
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2015-03-25 10,000 $8.82 14,167 No 4 M Direct
Ordinary Shares Acquisiton 2015-03-25 2,500 $16.35 16,667 No 4 M Direct
Ordinary Shares Acquisiton 2015-03-25 2,777 $38.92 19,444 No 4 M Direct
Ordinary Shares Disposition 2015-03-25 15,277 $69.45 4,167 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Stock Option (right to buy) Disposition 2015-03-25 10,000 $0.00 10,000 $8.82
Ordinary Shares Stock Option (right to buy) Disposition 2015-03-25 2,500 $0.00 2,500 $16.35
Ordinary Shares Stock Option (right to buy) Disposition 2015-03-25 2,777 $0.00 2,777 $38.92
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
12,222 2020-11-03 No 4 M Direct
3,055 2023-06-06 No 4 M Direct
2,778 2024-09-08 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Ordinary Shares 1,464 Indirect See Footnote
Footnotes
  1. The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $69.27 to $69.65 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
  2. Such shares are held by Lip-Bu Tan & Ysa Loo Trust DTD 2/3/92.
  3. Of the 22,222 total shares granted, the shares subject to the option vested monthly over four years beginning on August 1, 2010.
  4. Of the 5,555 total shares granted, the shares subject to the option vested at a rate of 1/12 per month following the vest start date of June 6, 2013
  5. Of the 5,555 total shares granted, the shares subject to the option vest at a rate of 1/12 per month following the vesting start date of September 8, 2014.