Filing Details

Accession Number:
0000891839-15-000039
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-27 17:28:14
Reporting Period:
2014-09-09
Filing Date:
2015-03-27
Accepted Time:
2015-03-27 17:28:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
31235 Eastman Kodak Co KODK Photographic Equipment & Supplies (3861) 160417150
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1467811 Brad Kruchten Eastman Kodak Company
343 State Street
Rochester NY 14650
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.01 Acquisiton 2014-09-09 109 $14.93 206 No 4 M Indirect By Spouse
Common Stock, Par Value $.01 Acquisiton 2014-09-09 94 $16.12 300 No 4 M Indirect By Spouse
Common Stock, Par Value $.01 Disposition 2014-09-18 97 $24.88 203 No 4 S Indirect By Spouse
Common Stock, Par Value $.01 Disposition 2014-09-23 203 $25.34 0 No 4 S Indirect By Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect By Spouse
No 4 M Indirect By Spouse
No 4 S Indirect By Spouse
No 4 S Indirect By Spouse
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $.01 125% Warrants to purchase Common Stock, par value $.01 Disposition 2014-09-09 288 $0.00 288 $14.93
Common Stock, Par Value $.01 135% Warrants to purchase Common Stock, par value $.01 Disposition 2014-09-09 288 $0.00 288 $16.12
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-09-03 2013-09-03 No 4 M Indirect
0 2013-09-03 2018-09-03 No 4 M Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $.01 8,255 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock, Par Value $.01 Restricted Stock Units $0.00 2016-09-03 18,469 18,469 Direct
Common Stock, Par Value $.01 Restricted Stock Units $0.00 2017-09-03 17,622 17,622 Direct
Common Stock, Par Value $.01 Stock Option (Right to Buy) $23.78 2021-09-02 53,232 53,232 Direct
Common Stock, Par Value $.01 125% Warrants to purchase Common Stock, par value $.01 $14.93 2013-09-03 2018-09-03 851 851 Direct
Common Stock, Par Value $.01 135% Warrants to purchase Common Stock, par value $.01 $16.12 2013-09-03 2018-09-03 851 851 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-09-03 18,469 18,469 Direct
2017-09-03 17,622 17,622 Direct
2021-09-02 53,232 53,232 Direct
2018-09-03 851 851 Direct
2018-09-03 851 851 Direct
Footnotes
  1. These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/13 grant date.
  2. Except as otherwise provided in the award notice, these restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date, subject to Mr. Kruchten's continuous employment with the Company.
  3. Except as otherwise provided in the award notice, this option vests one-third on each of the first three anniversaries of the 9/3/14 grant date, subject to Mr. Kruchten's continuous employment with the Company.
  4. Each of these Warrants entitles the holder to purchase one share of common stock; however for each Warrant exercised, the holder will receive a net share amount equal to the number of shares issuable upon the exercise multiplied by the closing sale price of our common stock on the exercise date minus the exercise price, divided by the closing sale price, together with cash for any fractional shares.