Filing Details
- Accession Number:
- 0001209191-15-029901
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-27 16:22:12
- Reporting Period:
- 2015-03-25
- Filing Date:
- 2015-03-27
- Accepted Time:
- 2015-03-27 16:22:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1163348 | Allied World Assurance Co Holdings Ag | AWH | Fire, Marine & Casualty Insurance (6331) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1543666 | Justin John Mcelroy | Allied World Assurance Co. Holdings, Ag Gubelstrasse 24, Park Tower, 15Th Floor Zug V8 6300 | Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2015-03-25 | 9,999 | $11.67 | 20,455 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2015-03-25 | 9,999 | $40.96 | 10,456 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Employee Stock Options (right to buy) | Disposition | 2015-03-25 | 9,999 | $0.00 | 9,999 | $11.67 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-06-08 | 2015-06-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 76,917 | Indirect | By Trust |
Footnotes
- The exercise of Employee Stock Options and sale of Common Shares reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on February 17, 2015. The options exercised and sold were due to expire on June 8, 2015.
- Represents a weighted average sale price: the sales prices range from $40.84 to $41.14. Upon request, the full sale information regarding the number of shares sold at each price increment will be provided to the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer.
- Represents shares held by a revocable trust for the benefit of the reporting person's children.
- These securities vested in four equal annual installments with the first installment vesting on the date shown.
Billionaire Hedge Funds
