Filing Details
- Accession Number:
- 0001140361-15-013288
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-26 21:45:00
- Reporting Period:
- 2015-03-24
- Filing Date:
- 2015-03-26
- Accepted Time:
- 2015-03-26 21:45:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1070698 | Raptor Pharmaceutical Corp | RPTP | Pharmaceutical Preparations (2834) | 860883978 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1362489 | Raymond Anderson | C/O Raptor Pharmaceutical Corp. 7 Hamilton Landing, Suite 100 Novato CA 94949 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-03-24 | 11,313 | $2.57 | 12,987 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-03-24 | 8,306 | $2.57 | 21,293 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-03-24 | 2,000 | $2.02 | 23,293 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-03-24 | 21,619 | $12.00 | 1,674 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock options (right to buy) | Disposition | 2015-03-24 | 11,313 | $0.00 | 11,313 | $2.57 |
| Common Stock | Stock options (right to buy) | Disposition | 2015-03-24 | 8,306 | $0.00 | 8,306 | $2.57 |
| Common Stock | Stock options (right to buy) | Disposition | 2015-03-24 | 2,000 | $0.00 | 2,000 | $2.02 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-06-14 | No | 4 | M | Direct | |
| 0 | 2016-05-26 | No | 4 | M | Direct | |
| 13,000 | 2020-03-09 | No | 4 | M | Direct |
Footnotes
- Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on August 21, 2014.
- Fully vested and exercisable.
- Includes 1674 Restricted Stock Units ("RSUs"). The Reporting Person is entitled to one (1) share of common stock for each one (1) RSU upon the vesting thereof.
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