Filing Details

Accession Number:
0001209191-15-029393
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-25 21:29:33
Reporting Period:
2015-03-23
Filing Date:
2015-03-25
Accepted Time:
2015-03-25 21:29:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1579157 Vince Holding Corp. VNCE Retail-Apparel & Accessory Stores (5600) 753264870
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1193057 R Rodger Krouse C/O Sun Capital Partners, Inc.
5200 Town Circle Center, Suite 600
Boca Raton FL 33486
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Acquisiton 2015-03-23 14,879 $17.01 20,065,288 No 4 P Indirect See Footnote
Common Stock, Par Value $0.01 Acquisiton 2015-03-23 75,000 $17.10 20,140,288 No 4 P Indirect See Footnote
Common Stock, Par Value $0.01 Acquisiton 2015-03-24 50,000 $17.00 20,190,288 No 4 P Indirect See Footnote
Common Stock, Par Value $0.01 Acquisiton 2015-03-25 50,000 $17.01 20,240,288 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
Footnotes
  1. Represents common stock owned of record by SK Financial Services, LLC ("SK Financial"). SK Financial is jointly owned by Sun Capital Partners V, L.P. ("SCP V"), Sun Capital Securities Offshore Fund, Ltd. ("SCSF Offshore") and Sun Capital Securities Fund, L.P. ("SCSF LP"). Through a revocable trust, each of Messrs. Rodger R. Krouse and Marc J. Leder own fifty percent (50%) of Sun Capital Partners V, Ltd., which is the general partner of Sun Capital Advisors V, L.P., which is the general partner of SCP V. Each of Messrs. Krouse and Leder also controls, through his revocable trust, 50% of the membership interest in Sun Capital Securities, LLC, which in turn is the general partner of Sun Capital Securities Advisors, L.P., which is in turn the general partner of SCSF LP. (Continued in Footnote 2)
  2. As a result, Mr. Krouse may be deemed to have indirect beneficial ownership of the securities owned of record by SK Financial. Mr. Krouse expressly disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.