Filing Details
- Accession Number:
- 0001245557-15-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-25 19:12:12
- Reporting Period:
- 2015-03-20
- Filing Date:
- 2015-03-25
- Accepted Time:
- 2015-03-25 19:12:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
102426 | Boulder Growth & Income Fund | BIF | () | 132729672 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1245557 | I Richard Barr | 2344 Spruce Street Suite A Boulder CO 80302 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-03-20 | 18,777 | $0.00 | 27,879 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-03-20 | 22,505 | $0.00 | 50,384 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- Received in exchange for 6,016 shares of Boulder Total Return Fund, Inc. (BTF) common stock and 20,244 shares of First Opportunity Fund, Inc. (FOFI) common stock pursuant to an Agreement and Plan of Reorganization between the Issuer, the foregoing funds and an affiliated fund (the Merger).
- On March 20, 2015, the effective date of the Merger, Shares of BTF were exchanged for shares of Issuer at a conversion rate of 3.121182 Shares of Issuers common stock (net asset value $10.73 per share) for each share of BTFs common stock (net asset value $33.50 per share).
- On March 20, 2015, the effective date of the Merger, Shares of FOFI were exchanged for shares of Issuer at a conversion rate of 1.111719 Shares of Issuers common stock (net asset value $10.73 per share) for each share of FOFIs common stock (net asset value $11.93 per share).