Filing Details

Accession Number:
0001444363-15-000063
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-25 17:41:54
Reporting Period:
2015-03-23
Filing Date:
2015-03-25
Accepted Time:
2015-03-25 17:41:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1444363 Gain Capital Holdings Inc. GCAP Commodity Contracts Brokers & Dealers (6221) 204568600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1511110 Diego Rotsztain C/O Gain Capital Holdings, Inc.
135 U.s. Rt. 202/206, Suite 11
Bedminster NJ 07921
General Counsel And Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-03-23 3,443 $9.61 85,027 No 4 S Direct
Common Stock Disposition 2015-03-24 1,690 $9.60 83,337 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. The shares were sold pursuant to a sales plan that complies with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.