Filing Details
- Accession Number:
- 0001567627-15-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-24 21:03:03
- Reporting Period:
- 2015-03-20
- Filing Date:
- 2015-03-24
- Accepted Time:
- 2015-03-24 21:03:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1561680 | Tri Pointe Homes Inc. | TPH | Operative Builders (1531) | 273201111 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1567627 | F. Douglas Bauer | Tri Pointe Homes, Inc. 19540 Jamboree Road, Suite 300 Irvine CA 92612 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-03-20 | 38,855 | $15.25 | 56,399 | No | 4 | S | Indirect | By BMG Homes, Inc. |
Common Stock | Disposition | 2015-03-23 | 28,605 | $15.15 | 27,794 | No | 4 | S | Indirect | By BMG Homes, Inc. |
Common Stock | Disposition | 2015-03-24 | 27,794 | $15.25 | 0 | No | 4 | S | Indirect | By BMG Homes, Inc. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By BMG Homes, Inc. |
No | 4 | S | Indirect | By BMG Homes, Inc. |
No | 4 | S | Indirect | By BMG Homes, Inc. |
Footnotes
- The sale of the shares reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan entered into by BMG Homes, Inc., effective March 6, 2015.
- Represents reporting person's pro rata interest in shares of the Issuer sold by BMG Homes, Inc., a corporation in which the reporting person is a minority shareholder.
- The sales price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.05 to $15.45, inclusive. The reporting person undertakes to provide TRI Pointe Homes, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- The sales price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.07 to $15.25, inclusive. The reporting person undertakes to provide TRI Pointe Homes, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- The sales price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.00 to $15.38, inclusive. The reporting person undertakes to provide TRI Pointe Homes, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.