Filing Details
- Accession Number:
- 0001233473-15-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-24 20:44:40
- Reporting Period:
- 2015-03-20
- Filing Date:
- 2015-03-24
- Accepted Time:
- 2015-03-24 20:44:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1561680 | Tri Pointe Homes Inc. | TPH | Operative Builders (1531) | 273201111 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1233473 | D Michael Grubbs | C/O Tri Pointe Homes, Inc. 19540 Jamboree Road, Suite 300 Irvine CA 92612 | Cfo And Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-03-20 | 8,017 | $15.28 | 127,749 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-03-20 | 36,983 | $15.28 | 905,865 | No | 4 | S | Indirect | By The Grubbs Family Trust |
Common Stock | Disposition | 2015-03-20 | 19,428 | $15.25 | 28,200 | No | 4 | S | Indirect | By BMG Homes, Inc. |
Common Stock | Disposition | 2015-03-23 | 14,303 | $15.15 | 13,897 | No | 4 | S | Indirect | By BMG Homes, Inc. |
Common Stock | Disposition | 2015-03-24 | 13,897 | $15.25 | 0 | No | 4 | S | Indirect | By BMG Homes, Inc. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | By The Grubbs Family Trust |
No | 4 | S | Indirect | By BMG Homes, Inc. |
No | 4 | S | Indirect | By BMG Homes, Inc. |
No | 4 | S | Indirect | By BMG Homes, Inc. |
Footnotes
- The sale of the shares reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan entered into by the reporting person effective March 6, 2015.
- The sales price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.06 to $15.45, inclusive. The reporting person undertakes to provide TRI Pointe Homes, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- The sale of the shares reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan entered into by BMG Homes, Inc., effective March 6, 2015.
- Represents reporting person's pro rata interest in shares of the Issuer sold by BMG Homes, Inc., a corporation in which the reporting person is a minority shareholder.
- The sales price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.05 to $15.45, inclusive. The reporting person undertakes to provide TRI Pointe Homes, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- The number of shares owned indirectly through BMG Homes, Inc., was previously incorrectly reported as 47,629 in the reporting person's Form 4 due to a rounding error.
- The sales price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.07 to $15.25, inclusive. The reporting person undertakes to provide TRI Pointe Homes, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- The sales price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.00 to $15.38, inclusive. The reporting person undertakes to provide TRI Pointe Homes, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.