Filing Details
- Accession Number:
- 0001099343-15-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-24 20:15:51
- Reporting Period:
- 2015-03-20
- Filing Date:
- 2015-03-24
- Accepted Time:
- 2015-03-24 20:15:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
102426 | Boulder Growth & Income Fund | BIF | () | 132729672 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1544769 | J Brendon Fischer | 2344 Spruce Street, Suite A Boulder CO 80302 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-03-20 | 2,574 | $0.00 | 4,874 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-03-20 | 2,195 | $0.00 | 7,069 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-03-20 | 10,311 | $0.00 | 17,380 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- Received in exchange for 825 shares of Boulder Total Return Fund, Inc. (BTF) common stock, 900 shares of The Denali Fund Inc. (DNY) common stock and 9,275 shares of First Opportunity Fund, Inc. (FOFI) common stock pursuant to an Agreement and Plan of Reorganization between the Issuer the foregoing funds (the "Merger").
- On March 20, 2015, the effective date of the Merger, Shares of Issuer were exchanged for shares of BTF at a conversion rate of 3.121182 Shares of Issuer's common stock (net asset value $10.73 per share) for each share of BTF's common stock (net asset value $33.50 per share).
- On March 20, 2015, the effective date of the Merger, Shares of Issuer were exchanged for shares of DNY at a conversion rate of 2.439214 Shares of Issuer's common stock (net asset value $10.73 per share) for each share of DNY's common stock (net asset value $26.18 per share).
- On March 20, 2015, the effective date of the Merger, Shares of Issuer were exchanged for shares of FOFI at a conversion rate of 1.111719 Shares of Issuer's common stock (net asset value $10.73 per share) for each share of FOFI's common stock (net asset value $11.93 per share).