Filing Details

Accession Number:
0001104659-15-022195
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-24 19:37:34
Reporting Period:
2015-03-20
Filing Date:
2015-03-24
Accepted Time:
2015-03-24 19:37:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1265131 Hilltop Holdings Inc. HTH State Commercial Banks (6022) 841477939
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1456874 B Alan White 200 Crescent Court, Suite 1330
Dallas TX 75201
Plainscapital Corporation Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-03-20 6,407 $20.01 319,724 No 4 S Direct
Common Stock Disposition 2015-03-23 416 $20.00 319,308 No 4 S Direct
Common Stock Disposition 2015-03-20 19,220 $20.01 1,567,710 No 4 S Indirect By Maedgen & White, Ltd.
Common Stock Disposition 2015-03-23 1,252 $20.00 1,566,458 No 4 S Indirect By Maedgen & White, Ltd.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Indirect By Maedgen & White, Ltd.
No 4 S Indirect By Maedgen & White, Ltd.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 10,238 Indirect By Wife
Common Stock 23,806 Indirect By Double E Investments
Common Stock 12,883 Indirect By EAW White Family Partnership, Ltd.
Common Stock 8,045 Indirect By Maedgen, White and Maedgen
Footnotes
  1. The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on August 29, 2014.
  2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.03 per share, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any security holder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
  3. Includes 95,844 shares of common stock held in an individual retirement account for the benefit of the reporting person.
  4. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that the reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of these shares.
  5. Includes 453 shares of common stock held in an individual retirement account.