Filing Details
- Accession Number:
- 0001225208-15-008458
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-24 18:16:50
- Reporting Period:
- 2015-03-20
- Filing Date:
- 2015-03-24
- Accepted Time:
- 2015-03-24 18:16:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1088856 | Corcept Therapeutics Inc | CORT | Pharmaceutical Preparations (2834) | 770487658 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1201715 | Jr Leonard G Baker | 755 Page Mill Road, Suite A-200 Palo Alto CA 94304-1005 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-03-20 | 68,224 | $2.77 | 2,029,343 | No | 4 | X | Indirect | By Ltd Partnership |
Common Stock | Disposition | 2015-03-20 | 32,305 | $5.85 | 1,997,038 | No | 4 | S | Indirect | By Ltd Partnership |
Common Stock | Acquisiton | 2015-03-20 | 364,821 | $2.77 | 5,681,788 | No | 4 | X | Indirect | By Ltd Partnership (SHV) |
Common Stock | Disposition | 2015-03-20 | 172,745 | $5.85 | 5,509,043 | No | 4 | S | Indirect | By Ltd Partnership (SHV) |
Common Stock | Acquisiton | 2015-03-20 | 230,841 | $2.77 | 1,061,819 | No | 4 | X | Indirect | By Trust |
Common Stock | Disposition | 2015-03-20 | 109,306 | $5.85 | 952,513 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Indirect | By Ltd Partnership |
No | 4 | S | Indirect | By Ltd Partnership |
No | 4 | X | Indirect | By Ltd Partnership (SHV) |
No | 4 | S | Indirect | By Ltd Partnership (SHV) |
No | 4 | X | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Warrant | Disposition | 2015-03-20 | 68,224 | $2.77 | 68,224 | $2.77 |
Common Stock | Common Stock Warrant | Disposition | 2015-03-20 | 364,821 | $2.77 | 364,821 | $2.77 |
Common Stock | Common Stock Warrant | Disposition | 2015-03-20 | 230,841 | $2.77 | 230,841 | $2.77 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-03-24 | No | 4 | X | Indirect | |
0 | 2015-03-24 | No | 4 | X | Indirect | |
0 | 2015-03-24 | No | 4 | X | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 578,389 | Direct |
Footnotes
- Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the General Partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
- On March 20, 2015, the reporting person exercised warrants to purchase shares of the issuer's common stock for $2.77 per share. In accordance with the terms of the warrants, the exercise price was paid on a net basis. The shares disposed of in column 4 represent the number of shares of common stock withheld by the issuer to pay the exercise price.
- Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a Managing Director of the General Partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the partnership.
- Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.
- Immediate.