Filing Details
- Accession Number:
- 0001225208-15-008448
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-24 17:22:16
- Reporting Period:
- 2015-03-22
- Filing Date:
- 2015-03-24
- Accepted Time:
- 2015-03-24 17:22:16
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1368692 | Harris Mustafa | 810 Dsw Drive Columbus OH 43219 | Evp, Supply Chain | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Shares | Acquisiton | 2015-03-22 | 3,866 | $0.00 | 26,085 | No | 4 | M | Direct | |
Class A Common Shares | Disposition | 2015-03-22 | 1,855 | $38.03 | 24,230 | No | 4 | F | Direct | |
Class A Common Shares | Acquisiton | 2015-03-23 | 6,882 | $12.34 | 31,112 | No | 4 | M | Direct | |
Class A Common Shares | Acquisiton | 2015-03-23 | 4,086 | $17.43 | 35,198 | No | 4 | M | Direct | |
Class A Common Shares | Disposition | 2015-03-23 | 10,968 | $38.13 | 24,230 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Shares | Dividend Equivalent Rights | Disposition | 2015-03-22 | 306 | $0.00 | 306 | $0.00 |
Class A Common Shares | Restricted Stock Unit | Disposition | 2015-03-22 | 3,560 | $0.00 | 3,560 | $0.00 |
Class A Common Shares | Stock Option - Right to Buy | Disposition | 2015-03-23 | 4,086 | $0.00 | 4,086 | $17.43 |
Class A Common Shares | Stock Option - Right to Buy | Disposition | 2015-03-23 | 6,882 | $0.00 | 6,882 | $12.34 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
300 | No | 4 | M | Direct | ||
0 | 2015-03-22 | 2015-03-23 | No | 4 | M | Direct |
4,086 | 2021-03-22 | No | 4 | M | Direct | |
0 | 2020-03-23 | No | 4 | M | Direct |
Footnotes
- Price represents a weighted average of the sale price. Shares were sold at prices ranging from $38.13 to $38.22. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
- The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock.
- Each restricted stock unit represents a contingent right to receive one share of DSW common stock.
- Option vests 20% per year beginning on the first anniversary of the date of grant.