Filing Details
- Accession Number:
- 0001247995-15-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-24 16:57:01
- Reporting Period:
- 2015-03-20
- Filing Date:
- 2015-03-24
- Accepted Time:
- 2015-03-24 16:57:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
895422 | Boulder Total Return Fund Inc | BTF | () | 954405635 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1246903 | R Stewart Horejsi | 200 South Santa Fe Salina KS 67401 | No | No | Yes | No | |
1247995 | Evergreen Atlantic Llc | 2344 Spruce Street Suite A Boulder CO 80302 | No | No | Yes | No | |
1247997 | Trust Indies West Stewart | 2344 Spruce Street Suite A Boulder CO 80302 | No | No | Yes | No | |
1247999 | Trust Ciciora L Susan | 1029 West 3Rd Avenue, Suite 400 Anchorage AK 99503 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-03-20 | 343,749 | $0.00 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- Disposed of on March 20, 2015 pursuant to an Agreement and Plan of Reorganization between the Issuer and Boulder Growth & Income Fund, Inc. (BIF) and two affiliated funds in exchange for BIF common stock at a conversion rate of 3.121182 shares of BIF common stock (net asset value $10.73 per share) for each share of Issuers common stock (net asset value $33.50 per share).
- The manager of Evergreen Atlantic LLC ("Evergreen Atlantic") is Stewart R. Horejsi. The members of Evergreen Atlantic are the Susan L. Ciciora Trust and the Stewart West Indies Trust. Mr. Horejsi may be deemed to control Evergreen Atlantic and may be deemed to possess indirect beneficial ownership of the Shares held by Evergreen Atlantic.
- Trusts, persons and entities affiliated with Evergreen Atlantic, including the Lola Brown Trust No. 1B, the Ernest Horejsi Trust No. 1B, the Stewart West Indies Trust and the Susan L. Ciciora Trust, owned an aggregate of 5,215,262 Shares of the Issuer prior to the reorganization of the Issuer on March 20, 2015.