Filing Details

Accession Number:
0001615774-15-000552
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-24 16:19:24
Reporting Period:
2015-03-20
Filing Date:
2015-03-24
Accepted Time:
2015-03-24 16:19:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1266806 Second Sight Medical Products Inc EYES Electromedical & Electrotherapeutic Apparatus (3845) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1625594 J. Robert Greenberg 12744 San Fernando Road, Bldg. 3
Sylmar CA 91342
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-03-20 98,742 $13.28 224,922 No 4 S Direct
Common Stock Disposition 2015-03-23 1,258 $13.40 223,664 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option(b) $4.25 2017-01-01 125,000 125,000 Direct
Common Stock Option(c) $4.75 2015-09-01 150,000 150,000 Direct
Common Stock Option(d) $4.75 2016-01-01 17,969 17,969 Direct
Common Stock Option(e) $5.00 2016-05-01 8,223 8,223 Direct
Common Stock Option(f) $5.00 2017-01-01 30,625 30,625 Direct
Common Stock Option(g) $5.00 2018-02-01 23,750 23,750 Direct
Common Stock Option(h) $5.00 2018-11-01 150,000 150,000 Direct
Common Stock Option(i) $5.00 2019-02-01 23,750 23,750 Direct
Common Stock Option(j) $5.00 2020-02-01 53,125 53,125 Direct
Common Stock Option(k) $5.00 2020-02-01 50,625 50,625 Direct
Common Stock Option(l) $5.00 2021-03-01 41,563 41,563 Direct
Common Stock Option(m) $5.00 2022-03-01 29,063 29,063 Direct
Common Stock Option(n) $5.00 2024-04-01 11,718 11,718 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-01-01 125,000 125,000 Direct
2015-09-01 150,000 150,000 Direct
2016-01-01 17,969 17,969 Direct
2016-05-01 8,223 8,223 Direct
2017-01-01 30,625 30,625 Direct
2018-02-01 23,750 23,750 Direct
2018-11-01 150,000 150,000 Direct
2019-02-01 23,750 23,750 Direct
2020-02-01 53,125 53,125 Direct
2020-02-01 50,625 50,625 Direct
2021-03-01 41,563 41,563 Direct
2022-03-01 29,063 29,063 Direct
2024-04-01 11,718 11,718 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $13.01 to $13.95, inclusive. The reporting person undertakes to provide to the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. These transactions were effected pursuant to planned sales under lock-up agreement entered into at the time of EYES IPO in November 2014, as approved by Board of EYES and the IPO underwriter.
  2. The price reported in Column 4 is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $13.37 to $13.52 inclusive. The reporting person undertakes to provide to the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. These transactions were effected pursuant to planned sales under lock-up agreement entered into at the time of EYES IPO in November 2014, as approved by Board of EYES and the IPO underwriter.
  3. These are vested employee options currently exercisable.
  4. These options will vest and become exercisable within the next 60 days