Filing Details

Accession Number:
0001245551-15-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-24 14:36:22
Reporting Period:
2015-03-20
Filing Date:
2015-03-24
Accepted Time:
2015-03-24 14:36:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
895422 Boulder Total Return Fund Inc BTF () 954405635
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1245551 C Stephen Miller 2344 Spruce Street
Suite A
Boulder CO 80302
President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-03-20 1,200 $0.00 0 No 4 S Direct
Common Stock Disposition 2015-03-20 2,797 $0.00 0 No 4 S Indirect By Self as Member of Erma Miller, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect By Self as Member of Erma Miller, LLC
Footnotes
  1. Disposed of on March 20, 2015 pursuant to an Agreement and Plan of Reorganization between the Issuer and Boulder Growth & Income Fund, Inc. (BIF) and two affiliated funds in exchange for BIF common stock at a conversion rate of 3.121182 shares of BIF common stock (net asset value $10.73 per share) for each share of Issuers common stock (net asset value $33.50 per share).
  2. In addition to the 1,200 Shares of the Issuer Mr. Miller owns directly, Mr. Miller also owns 2,797 Shares indirectly as a member of Erma Miller, LLC. The members of Erma Miller, LLC ("EMLLC") are Erma Miller, Stephen C. Miller, William Miller, Susan Roof, and Cynthia Ziegler. Such members may be deemed to control EMLLC and may be deemed to possess indirect beneficial ownership of the Shares held by EMLLC. Stephen C. Miller and Erma Miller, acting alone, can vote or exercise dispositive authority over Shares held by EMLLC.