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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
17313	Capital Southwest Corp	CSWC	()	751072796

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1182922	M William Ashbaugh	C/O Capital Southwest Corporation 5400 Lyndon B. Johnson Freeway, Ste 1300 Dallas TX 75240	Senior Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2015-03-19	18,300	$29.68	29,300	No	4	M	Direct
Common Stock	Disposition	2015-03-19	17,300	$48.19	12,000	No	4	S	Direct
Common Stock	Disposition	2015-03-19	1,000	$48.66	11,000	No	4	S	Direct
Common Stock	Acquisiton	2015-03-20	1,700	$29.68	12,700	No	4	M	Direct
Common Stock	Disposition	2015-03-20	1,700	$48.34	11,000	No	4	S	Direct
Common Stock	Acquisiton	2015-03-20	2,000	$23.37	13,000	No	4	M	Direct
Common Stock	Disposition	2015-03-20	2,000	$48.34	11,000	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Non-qualified Stock Option	Disposition	2015-03-19	18,300	$0.00	18,300	$29.68
Common Stock	Non-qualified Stock Option	Disposition	2015-03-20	1,700	$0.00	1,700	$29.68
Common Stock	Non-qualified Stock Option	Disposition	2015-03-20	2,000	$0.00	2,000	$23.37

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,700	2018-07-21	No	4	M	Direct
0	2018-07-21	No	4	M	Direct
4,000	2016-05-15	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	10,345	Indirect	By ESOP

Footnotes

On August 16, 2013, the common stock of Capital Southwest Corporation split four-for-one, resulting in the reporting person's ownership of 11,000 shares of common stock prior to the reported transactions.
Reflects ESOP allocations to Mr. Ashbaugh.
The options, representing a right to purchase a total of 20,000 shares following the four-for-one split, became exercisable in five equal annual installments beginning on July 21, 2009.
The options, representing a right to purchase a total of 1,700 shares following the four-for-one split, became exercisable in five equal annual installments beginning on July 21, 2009.
The options, representing a right to purchase a total of 6,000 shares following the four-for-one split, became exercisable in five equal annual installments beginning on May 15, 2007.