Filing Details

Accession Number:
0001477200-15-000033
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-23 19:22:26
Reporting Period:
2015-03-23
Filing Date:
2015-03-23
Accepted Time:
2015-03-23 19:22:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1477200 Rocket Fuel Inc. FUEL Services-Computer Programming, Data Processing, Etc. (7370) 300472319
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1600740 Joann Covington 1900 Seaport Blvd
Redwood City CA 94063
Vp, General Counsel, Cpo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-03-23 3,000 $3.55 7,398 No 4 M Direct
Common Stock Disposition 2015-03-23 3,000 $10.01 4,398 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2015-03-23 3,000 $0.00 3,000 $3.55
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
81,459 2022-08-13 No 4 M Direct
Footnotes
  1. The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2014
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.01, inclusive. The reporting person undertakes to provide to Rocket Fuel Inc., any security holder of Rocket Fuel Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. One-fourth of the shares subject to the option vested on July 23, 2013 and one forty-eighth of the shares vest monthly thereafter.