Filing Details
- Accession Number:
- 0001127602-15-012360
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-23 18:16:41
- Reporting Period:
- 2015-03-19
- Filing Date:
- 2015-03-23
- Accepted Time:
- 2015-03-23 18:16:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 884731 | Ariad Pharmaceuticals Inc | ARIA | Biological Products, (No Disgnostic Substances) (2836) | 223106987 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1542768 | E Maria Cantor | C/O Ariad Pharmaceuticals, Inc. 26 Landsdowne Street Cambridge MA 02139 | Svp, Corporate Affairs And Hr | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-03-19 | 6,500 | $0.00 | 106,629 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-03-19 | 7,875 | $3.08 | 114,504 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-03-19 | 7,875 | $9.00 | 106,629 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-03-19 | 1,471 | $9.00 | 105,158 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-03-20 | 3,575 | $8.85 | 101,583 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-03-20 | 7,333 | $0.00 | 108,916 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-03-23 | 4,033 | $8.55 | 104,881 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2015-03-19 | 6,500 | $0.00 | 6,500 | $0.00 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-03-19 | 7,875 | $0.00 | 7,875 | $3.08 |
| Common Stock | Restricted Stock Units | Disposition | 2015-03-20 | 7,333 | $0.00 | 7,333 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,500 | No | 4 | M | Direct | ||
| 23,625 | 2018-09-11 | No | 4 | M | Direct | |
| 0 | No | 4 | M | Direct |
Footnotes
- Shares were acquired upon vesting of restricted stock units awarded on March 19, 2013.
- Shares were acquired upon the exercise of outstanding stock options at $3.08 per share.
- This sale was effected pursuant to a 10b5-1 trading plan.
- Represents shares sold to satisfy withholding tax requirements, pursuant to a Rule 10b5-1 trading plan.
- Shares were acquired upon vesting of restricted stock units awarded on March 20, 2012.
- Each restricted stock unit represents a right to receive one share of ARIAD common stock.
- Restricted Stock Units vest as to 33-1/3% of the award on each of March 19, 2014, March 19, 2015 and March 19, 2016
- Options vest 25% per year on each September 11, of 2009, 2010, 2011 and 2012.
- Restricted Stock Units vest as to 33-1/3% of the award on March 20, 2013, March 20, 2014 and March 20, 2015.
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