Filing Details
- Accession Number:
- 0001127602-15-012324
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2015-03-23 16:41:46
- Reporting Period:
- 2015-03-16
- Filing Date:
- 2015-03-23
- Accepted Time:
- 2015-03-23 16:41:46
- Original Submission Date:
- 2015-03-18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
75829 | Pall Corp | PLL | General Industrial Machinery & Equipment, Nec (3569) | 111541330 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1513316 | Wolfgang Platz | C/O Pall Corporation, 25 Harbor Park Drive Port Washington NY 11050 | President, Pall Europe | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-03-16 | 900 | $36.64 | 23,435 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-03-16 | 11,094 | $59.75 | 34,529 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-03-16 | 900 | $101.59 | 33,629 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-03-16 | 6,000 | $101.98 | 27,629 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-03-16 | 5,094 | $102.50 | 22,535 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-03-16 | 900 | $0.00 | 900 | $36.64 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-03-16 | 11,094 | $0.00 | 11,094 | $59.75 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-07-14 | 2017-07-14 | No | 4 | M | Direct |
3,699 | 2012-01-18 | 2019-01-18 | No | 4 | M | Direct |
Footnotes
- The Form 4, as originally filed on March 18, 2015, incorrectly reported the balances in Table I following the transactions. The Form 4, as amended by this Form 4/A, correctly reports such information.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from$101.57 to $101.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff ofthe Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate pricewithin the range set forth in this footnote to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from$101.96 to $102.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff ofthe Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate pricewithin the range set forth in this footnote to this Form 4.
- Date shown is the date of grant. These options vested ratably over a period of four years commencing on the first anniversary of the grant date, provided the reporting person satisfies certain service conditions.
- Only represents the derivative securities in this class.
- Date shown is the date of grant. These options vest ratably over a period of four years commencing on the first anniversary of the grant date, provided the reporting person satisfies certain service conditions.