Filing Details
- Accession Number:
- 0001225208-15-008360
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-23 15:59:18
- Reporting Period:
- 2015-03-19
- Filing Date:
- 2015-03-23
- Accepted Time:
- 2015-03-23 14:59:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1383312 | Broadridge Financial Solutions Inc. | BR | Services-Business Services, Nec (7389) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1198860 | J Richard Daly | 1981 Marcus Avenue Lake Success NY 11042 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-03-19 | 12,000 | $53.97 | 31,000 | No | 4 | S | Indirect | by The EED 2012 Trust |
Common Stock | Disposition | 2015-03-19 | 12,000 | $53.97 | 31,000 | No | 4 | S | Indirect | by The KLD 2012 Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | by The EED 2012 Trust |
No | 4 | S | Indirect | by The KLD 2012 Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 355,160 | Direct | |
Common Stock | 124,907 | Indirect | by The RD 2014 GRAT |
Footnotes
- The reported transactions are open market sales pursuant to 10b5-1 plans adopted by the reporting person on February 17, 2015.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.78 - $54.14, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.