Filing Details
- Accession Number:
- 0001140361-15-012868
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-20 18:43:34
- Reporting Period:
- 2015-03-18
- Filing Date:
- 2015-03-20
- Accepted Time:
- 2015-03-20 18:43:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1441634 | Avago Technologies Ltd | AVGO | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1215805 | James Diller | C/O Avago Technologies Us Inc. 1320 Ridder Park Drive San Jose CA 95131 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2015-03-18 | 7,186 | $31.49 | 12,212 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2015-03-18 | 7,630 | $37.41 | 19,842 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2015-03-18 | 14,816 | $128.20 | 5,026 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Stock Option (Right to Buy) | Disposition | 2015-03-18 | 7,186 | $0.00 | 7,186 | $31.49 |
| Ordinary Shares | Stock Option (Right to Buy) | Disposition | 2015-03-18 | 7,630 | $0.00 | 7,630 | $37.41 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-03-29 | No | 4 | M | Direct | |
| 0 | 2017-04-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Ordinary Shares | 29,745 | Indirect | See Footnote |
| Ordinary Shares | 90,255 | Indirect | See Footnote |
Footnotes
- Includes 1,741 Restricted Stock Units.
- Transaction executed in multiple trades at prices ranging from $128.00 to $128.37 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Shares held by the June P. Diller Annuity Trust-2010B dated May 10, 2010, for which the Reporting Person serves as Trustee.
- Shares held by the James V. Diller and June P. Diller Trust UA 7/20/77, for which the Reporting Person serves as Trustee.
- The option is fully vested and exercisable.
Billionaire Hedge Funds
