Filing Details
- Accession Number:
- 0001140361-15-012867
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-20 18:42:56
- Reporting Period:
- 2015-03-18
- Filing Date:
- 2015-03-20
- Accepted Time:
- 2015-03-20 18:42:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1441634 | Avago Technologies Ltd | AVGO | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1207927 | T John Dickson | C/O Avago Technologies U.s. Inc. 1320 Ridder Park Drive San Jose CA 95131 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2015-03-18 | 19,116 | $33.94 | 23,364 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2015-03-18 | 19,116 | $128.24 | 4,248 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Stock Option (Right to Buy) | Disposition | 2015-03-18 | 19,116 | $0.00 | 19,116 | $33.94 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-01-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Ordinary Shares | 4,124 | Indirect | See Footnote |
Footnotes
- Transaction executed in multiple trades at prices ranging from $128.00 to $128.50 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Shares held by The Dickson Family Trust U/A Dated 10/24/2006, for which the Reporting Person serves as a Trustee.
- The option is fully vested and exercisable.
Billionaire Hedge Funds
