Filing Details
- Accession Number:
- 0001213900-15-001958
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-20 18:14:56
- Reporting Period:
- 2015-03-04
- Filing Date:
- 2015-03-20
- Accepted Time:
- 2015-03-20 18:14:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1128725 | Intercloud Systems Inc. | ICLD | Services-Business Services, Nec (7389) | 650963722 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
926736 | R Douglas Shooker | 1416 North Donnelly Mt. Dora FL 32757 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-10-19 | 75,000 | $0.00 | 994,228 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Convertible Promissory Note | Acquisiton | 2015-03-04 | 748,942 | $11,238,272.00 | 748,942 | $6.36 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,767,024 | No | 4 | P | Indirect |
Footnotes
- Represents shares owned by Forward Investments LLC and the Reporting Person. The Reporting Person beneficially owns the shares held by Forward Investments LLC.
- Represents shares of common stock issued to Forward Investments LLC in connection with the restructuring of debt extended by Forward Investments LLC to the Issuer, in order to extend the maturity dates thereof, reduce the seniority and reduce the interest rate accruing thereon, as well as shares of common stock issued to Forward Investments LLC in lieu of cash interest.
- Immediately exercisable.
- Expiration dates range from July 1, 2016, to January 1, 2018.