Filing Details
- Accession Number:
- 0000936783-15-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-20 13:07:24
- Reporting Period:
- 2015-03-18
- Filing Date:
- 2015-03-20
- Accepted Time:
- 2015-03-20 13:07:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
874396 | Lifetime Brands Inc | LCUT | Cutlery, Handtools & General Hardware (3420) | 112682486 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
936783 | Craig Phillips | C/O Lifetime Brands Inc. 1000 Stewart Avenue Garden City NY 11530 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-03-18 | 5,000 | $4.60 | 661,326 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-03-18 | 5,000 | $14.50 | 656,326 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-03-18 | 3,750 | $10.79 | 660,076 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-03-18 | 3,750 | $14.50 | 656,326 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-03-18 | 3,750 | $11.64 | 660,076 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-03-18 | 3,750 | $14.50 | 656,326 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-03-18 | 2,000 | $12.79 | 658,326 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-03-18 | 2,000 | $14.50 | 656,326 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-03-18 | 5,220 | $13.27 | 661,546 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-03-18 | 5,220 | $14.50 | 656,326 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-03-19 | 2,280 | $13.27 | 658,606 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-03-19 | 2,280 | $14.51 | 656,326 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to buy) | Disposition | 2015-03-18 | 5,000 | $0.00 | 5,000 | $4.60 |
Common Stock | Employee Stock Option (Right to buy) | Disposition | 2015-03-18 | 3,750 | $0.00 | 3,750 | $10.79 |
Common Stock | Employee Stock Option (Right to buy) | Disposition | 2015-03-18 | 3,750 | $0.00 | 3,750 | $11.64 |
Common Stock | Employee Stock Option (Right to buy) | Disposition | 2015-03-18 | 2,000 | $0.00 | 2,000 | $12.79 |
Common Stock | Employee Stock Option (Right to buy) | Disposition | 2015-03-18 | 5,220 | $0.00 | 5,220 | $13.27 |
Common Stock | Employee Stock Option (Right to buy) | Disposition | 2015-03-19 | 2,280 | $0.00 | 2,280 | $13.27 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2018-11-09 | No | 4 | M | Direct | |
0 | 2021-06-15 | No | 4 | M | Direct | |
0 | 2022-04-30 | No | 4 | M | Direct | |
0 | 2023-05-06 | No | 4 | M | Direct | |
2,280 | 2020-05-06 | No | 4 | M | Direct | |
0 | 2020-05-06 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 28,278 | Indirect | Trust |
Footnotes
- Shares are held in an irrevocable trust of which Craig Phillips is a beneficiary. Prior Forms 4 inadvertently identified the reporting person as the sole beneficiary of such trust.
- The options vested and became exercisable in four equal installments on each of November 10, 2009, 2010, 2011 and 2012.
- The options vested and became exercisable in three equal installments on each of June 16, 2012, 2013, and 2014. The remainder of the unvested options included within such award terminated upon Craig Phillips' resignation as an employee.
- The options vested and became exercisable in two equal installments on each of May 1, 2013 and 2014. The remainder of the unvested options included within such award terminated upon Craig Phillips' resignation as an employee.
- The options vested and became exercisable in one installment on May 7, 2014. The remainder of the unvested options included within such award terminated upon Craig Phillips' resignation as an employee.
- The options are part of a grant of 7,500 options, which vested and became exercisable in four equal installments on each of May 7, 2011, 2012, 2013 and 2014.