Filing Details
- Accession Number:
- 0001209191-15-028053
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-19 20:08:01
- Reporting Period:
- 2015-03-17
- Filing Date:
- 2015-03-19
- Accepted Time:
- 2015-03-19 20:08:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1328143 | Adamas Pharmaceuticals Inc | ADMS | Pharmaceutical Preparations (2834) | 421560076 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1503381 | W. William Ericson | C/O Mohr Davidow Ventures 3000 Sand Hill Road, #3-290 Menlo Park CA 94025 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-03-17 | 4,523 | $18.00 | 506,805 | No | 4 | S | Indirect | MDV IX, L.P., as nominee for MDV IX, L.P., and MDV ENF |
Common Stock | Disposition | 2015-03-18 | 7,200 | $18.04 | 499,605 | No | 4 | S | Indirect | MDV IX, L.P., as nominee for MDV IX, L.P., and MDV ENF |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | MDV IX, L.P., as nominee for MDV IX, L.P., and MDV ENF |
No | 4 | S | Indirect | MDV IX, L.P., as nominee for MDV IX, L.P., and MDV ENF |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,772,686 | Indirect | MDV VII LP, nom for MDV VII LP, MDV VII Leaders' Fund LP, MDV ENF VII (A) LP, and MDV ENF VII (B) LP |
Common Stock | 265,150 | Indirect | MDV VII, L.P. |
Common Stock | 6,043 | Indirect | MDV ENF VII (A), L.P. |
Common Stock | 3,146 | Indirect | MDV ENF VII (B), L.P. |
Common Stock | 25,661 | Indirect | MDV VII Leaders' Fund, L.P. |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by MDV IX on December 15, 2014.
- William Ericson is a Managing Member of Ninth MDV Partners, L.L.C., the general partner of MDV IX, L.P., as nominee for MDV IX, L.P., and MDV ENF IX, L.P. William Ericson may be deemed to share voting and dispositive power over the shares held by MDV IX, L.P., as nominee for MDV IX, L.P., and MDV ENF IX, L.P.
- Price reflected is the weighted-average sale price for shares sold. The range of the sale prices for the transaction was $18.00 and $18.0900 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Seventh MDV Partners, L.L.C. is the general partner of MDV VII, L.P., as nominee for MDV VII, L.P., MDV VII Leaders' Fund, L.P., MDV ENF VII(A), L.P, and MDV ENF(B), L.P. and has sole voting and investment power over the shares. William Ericson, a general partner with Mohr Davidow Ventures, may be deemed to indirectly beneficially own the shares affiliated with Mohr Davidow Ventures.