Filing Details
- Accession Number:
- 0001213900-15-001901
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-19 20:00:13
- Reporting Period:
- 2015-03-17
- Filing Date:
- 2015-03-19
- Accepted Time:
- 2015-03-19 20:00:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1589526 | Blue Bird Corp | BLBD | Truck & Bus Bodies (3713) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1519536 | J Daniel Hennessy | C/O Hennessy Capital Llc 10 South Wacker Dr., Suite 3175 Chicago IL 60606 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-03-17 | 943,453 | $0.00 | 1,615,703 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants | Disposition | 2015-03-17 | 9,434,538 | $0.00 | 4,717,269 | $5.75 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,690,462 | 2015-03-26 | 2020-02-24 | No | 4 | S | Indirect |
Footnotes
- As contemplated by a letter agreement, dated September 21, 2014, between the registrant and Hennessy Capital Partners I LLC ("HCPI"), HCPI exchanged 9,434,538 warrants of the registrant for 943,453 shares of the registrant's common stock.
- These securities are held directly by HCPI. Daniel J. Hennessy is the sole managing member of Hennessy Capital LLC, the managing member of HCPI. Mr. Hennessy may be deemed the beneficial owner of the securities held by HCPI and has sole voting and dispositive control over such securities. Mr. Hennessy disclaims beneficial ownership over any securities owned by HCPI in which he does not have a pecuniary interest.