Filing Details
- Accession Number:
- 0001209191-15-028041
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-19 19:53:51
- Reporting Period:
- 2015-03-17
- Filing Date:
- 2015-03-19
- Accepted Time:
- 2015-03-19 19:53:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1328143 | Adamas Pharmaceuticals Inc | ADMS | Pharmaceutical Preparations (2834) | 421560076 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1604541 | T Gregory Went | C/O Adamas Pharmaceuticals, Inc. 1900 Powell St., Suite 750 Emeryville CA 94608 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-03-17 | 1,900 | $1.88 | 1,908 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-03-17 | 1,900 | $18.00 | 8 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-03-17 | 2,700 | $18.00 | 417,748 | No | 4 | S | Indirect | Gregory T Went & Marjorie S Went ttees Went Family Living Trust dtd 03/24/11 |
| Common Stock | Acquisiton | 2015-03-18 | 4,600 | $1.88 | 4,608 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-03-18 | 4,600 | $18.00 | 8 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-03-18 | 9,420 | $18.00 | 408,328 | No | 4 | S | Indirect | Gregory T Went & Marjorie S Went ttees Went Family Living Trust dtd 03/24/11 |
| Common Stock | Acquisiton | 2015-03-19 | 12,320 | $1.88 | 12,328 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-03-19 | 2,320 | $18.00 | 10,008 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-03-19 | 2,148 | $18.00 | 406,180 | No | 4 | S | Indirect | Gregory T Went & Marjorie S Went ttees Went Family Living Trust dtd 03/24/11 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | Gregory T Went & Marjorie S Went ttees Went Family Living Trust dtd 03/24/11 |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | Gregory T Went & Marjorie S Went ttees Went Family Living Trust dtd 03/24/11 |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | Gregory T Went & Marjorie S Went ttees Went Family Living Trust dtd 03/24/11 |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-03-17 | 1,900 | $0.00 | 1,900 | $1.88 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-03-18 | 4,600 | $0.00 | 4,600 | $1.88 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-03-19 | 12,320 | $0.00 | 12,320 | $1.88 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 248,100 | 2016-09-12 | No | 4 | M | Direct | |
| 243,500 | 2016-09-12 | No | 4 | M | Direct | |
| 231,180 | 2016-09-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 6,666 | Indirect | Gregory T Went Cust - Bridget Went Under CA Uniform Transfers to Minors Act |
| Common Stock | 6,666 | Indirect | Gregory T Went Cust - Cora Went Under CA Uniform Transfers to Minors Act |
| Common Stock | 80,000 | Indirect | Gregory T Went & Marjorie S Went ttees 2012 Irr Trust FBO Bridget Elise Went |
| Common Stock | 80,000 | Indirect | Gregory T Went & Marjorie S Went ttees 2012 Irr Trust FBO Cora Margaret Went |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $18.00 to 18.02, inclusive.
- The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $18.00 to 18.09, inclusive.
- This option is fully vested and exercisable.
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