Filing Details
- Accession Number:
- 0001140361-15-012681
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-19 17:29:17
- Reporting Period:
- 2015-03-17
- Filing Date:
- 2015-03-19
- Accepted Time:
- 2015-03-19 17:29:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1562214 | Zais Group Holdings Inc. | ZAIS | Investment Advice (6282) | 461314400 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1347653 | Bruce R Cameron | 535 Madison Avenue, 19Th Floor New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, Par Value $.0001 | Acquisiton | 2015-03-17 | 12,836 | $0.01 | 33,836 | No | 4 | P | Indirect | By Wife |
Class A Common Stock, Par Value $.0001 | Disposition | 2015-03-17 | 374,318 | $0.01 | 289,124 | No | 4 | S | Indirect | By Broad Hollow Investors LLC |
Class A Common Stock, Par Value $.0001 | Acquisiton | 2015-03-17 | 81,210 | $0.01 | 81,210 | No | 4 | P | Indirect | As trustee of Foote Family Education Trust dated February 18, 2015 |
Class A Common Stock, Par Value $.0001 | Disposition | 2015-03-17 | 15,000 | $0.01 | 15,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Wife |
No | 4 | S | Indirect | By Broad Hollow Investors LLC |
No | 4 | P | Indirect | As trustee of Foote Family Education Trust dated February 18, 2015 |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock, Par Value $.0001 | 28,125 | Indirect | By Broad Hollow LLC |
Footnotes
- Mr. Cameron is the husband of the holder of the shares and has voting and dispositive power over the shares.
- Tartan Farm Corp. is the managing member of Broad Hollow LLC and Broad Hollow Investors LLC. Mr. Cameron is the President of Tartan Farm Corp. and has voting and dispositive power over the shares. Mr. Cameron discalms beneficial ownership of the shares, except to the extent of his pecuniary interest in the shares.
- Mr. Cameron is the trustee of the holder of the shares and has voting and dispositive power over the shares. Mr. Cameron disclaims beneficial ownership of the shares.