Filing Details
- Accession Number:
- 0001144204-15-017310
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-19 16:56:24
- Reporting Period:
- 2015-03-17
- Filing Date:
- 2015-03-19
- Accepted Time:
- 2015-03-19 16:56:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1316898 | Jamba Inc. | JMBA | Retail-Eating & Drinking Places (5810) | 202122262 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1580771 | W. Glenn Welling | Engaged Capital, Llc 610 Newport Center Dr. Suite 250 Newport Beach CA US 92660 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2015-03-17 | 1,304 | $0.00 | 1,304 | No | 4 | A | Direct | |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2015-03-17 | 58,503 | $13.95 | 879,927 | No | 4 | P | Indirect | By: Engaged Capital Master Feeder II, LP |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2015-03-17 | 40,000 | $14.16 | 919,927 | No | 4 | P | Indirect | By: Engaged Capital Master Feeder II, LP |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2015-03-17 | 51,497 | $13.96 | 971,424 | No | 4 | P | Indirect | By: Engaged Capital Master Feeder II, LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | P | Indirect | By: Engaged Capital Master Feeder II, LP |
No | 4 | P | Indirect | By: Engaged Capital Master Feeder II, LP |
No | 4 | P | Indirect | By: Engaged Capital Master Feeder II, LP |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.001 Per Share | 610,465 | Indirect | By: Engaged Capital Master Feeder I, LP |
Footnotes
- The securities reported in this column consist of restricted stock units which give the Reporting Person a contingent right to receive at a future date one share of JMBA common stock for each restricted stock unit held. Of the 1,304 restricted stock units, 304 have vested and 1,000 will vest on 5/9/2015.
- The number of securities reported in this column includes 1,000 restricted stock units held by the Reporting Person as of the date of this filing.
- Shares owned directly by Engaged Capital Master Feeder I, LP ("Engaged Capital Master I"). Mr. Welling, solely by virtue of his position as the managing member and Chief Investment Officer ("CIO") of Engaged Capital, LLC ("Engaged Capital"), the general partner and investment advisor of Engaged Capital Master I, and as the sole member of Engaged Capital Holdings, LLC ("Engaged Holdings"), the managing member of Engaged Capital, may be deemed to beneficially own the shares owned directly by Engaged Capital Master I for purposes of Section 16. Mr. Welling expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- Shares owned directly by Engaged Capital Master Feeder II, LP ("Engaged Capital Master II"). Mr. Welling, solely by virtue of his position as the managing member and CIO of Engaged Capital, the general partner and investment advisor of Engaged Capital Master II, and as the sole member of Engaged Holdings, the managing member of Engaged Capital, may be deemed to beneficially own the shares owned directly by Engaged Capital Master II for purposes of Section 16. Mr. Welling expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.