Filing Details

Accession Number:
0001144204-15-017310
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-19 16:56:24
Reporting Period:
2015-03-17
Filing Date:
2015-03-19
Accepted Time:
2015-03-19 16:56:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1316898 Jamba Inc. JMBA Retail-Eating & Drinking Places (5810) 202122262
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1580771 W. Glenn Welling Engaged Capital, Llc
610 Newport Center Dr. Suite 250
Newport Beach CA US 92660
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2015-03-17 1,304 $0.00 1,304 No 4 A Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2015-03-17 58,503 $13.95 879,927 No 4 P Indirect By: Engaged Capital Master Feeder II, LP
Common Stock, Par Value $0.001 Per Share Acquisiton 2015-03-17 40,000 $14.16 919,927 No 4 P Indirect By: Engaged Capital Master Feeder II, LP
Common Stock, Par Value $0.001 Per Share Acquisiton 2015-03-17 51,497 $13.96 971,424 No 4 P Indirect By: Engaged Capital Master Feeder II, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 P Indirect By: Engaged Capital Master Feeder II, LP
No 4 P Indirect By: Engaged Capital Master Feeder II, LP
No 4 P Indirect By: Engaged Capital Master Feeder II, LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share 610,465 Indirect By: Engaged Capital Master Feeder I, LP
Footnotes
  1. The securities reported in this column consist of restricted stock units which give the Reporting Person a contingent right to receive at a future date one share of JMBA common stock for each restricted stock unit held. Of the 1,304 restricted stock units, 304 have vested and 1,000 will vest on 5/9/2015.
  2. The number of securities reported in this column includes 1,000 restricted stock units held by the Reporting Person as of the date of this filing.
  3. Shares owned directly by Engaged Capital Master Feeder I, LP ("Engaged Capital Master I"). Mr. Welling, solely by virtue of his position as the managing member and Chief Investment Officer ("CIO") of Engaged Capital, LLC ("Engaged Capital"), the general partner and investment advisor of Engaged Capital Master I, and as the sole member of Engaged Capital Holdings, LLC ("Engaged Holdings"), the managing member of Engaged Capital, may be deemed to beneficially own the shares owned directly by Engaged Capital Master I for purposes of Section 16. Mr. Welling expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  4. Shares owned directly by Engaged Capital Master Feeder II, LP ("Engaged Capital Master II"). Mr. Welling, solely by virtue of his position as the managing member and CIO of Engaged Capital, the general partner and investment advisor of Engaged Capital Master II, and as the sole member of Engaged Holdings, the managing member of Engaged Capital, may be deemed to beneficially own the shares owned directly by Engaged Capital Master II for purposes of Section 16. Mr. Welling expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.