Filing Details
- Accession Number:
- 0001209191-15-027865
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-19 16:17:06
- Reporting Period:
- 2015-03-17
- Filing Date:
- 2015-03-19
- Accepted Time:
- 2015-03-19 16:17:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1403568 | Ulta Salon Cosmetics & Fragrance Inc. | ULTA | Retail-Retail Stores, Nec (5990) | 363685240 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1216436 | S Robert Guttman | 1000 Remington Blvd Suite 120 Bolingbrook IL 60440 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-03-17 | 1,370 | $150.92 | 23,037 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-03-17 | 4,650 | $6.29 | 27,687 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-03-17 | 4,650 | $150.82 | 23,037 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-03-17 | 5,000 | $6.29 | 28,307 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-03-17 | 4,757 | $14.41 | 32,794 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-03-17 | 3,743 | $26.71 | 36,537 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2015-03-17 | 4,650 | $6.29 | 4,650 | $6.29 |
| Common Stock | Stock Option (right to buy) | Disposition | 2015-03-17 | 5,000 | $6.29 | 5,000 | $6.29 |
| Common Stock | Stock Option (right to buy) | Disposition | 2015-03-17 | 4,757 | $14.41 | 4,757 | $14.41 |
| Common Stock | Stock Option (right to buy) | Disposition | 2015-03-17 | 3,743 | $26.71 | 3,743 | $26.71 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,350 | 2019-03-24 | No | 4 | M | Direct | |
| 5,350 | 2019-03-24 | No | 4 | M | Direct | |
| 15,150 | 2019-09-09 | No | 4 | M | Direct | |
| 13,802 | 2020-09-08 | No | 4 | M | Direct |
Footnotes
- Weighted average price based on trades completed with prices between $150.92 and $150.93. Reporting person shall undertake to provide a report of the shares sold at each price within the rage upon request of the SEC staff, the issuer or any security holder of the issuer.
- Weighted average price based on trades completed with prices between $150.70 and $150.911. Reporting person shall undertake to provide a report of the shares sold at each price within the rage upon request of the SEC staff, the issuer or any security holder of the issuer.
- The options, representing a right to purchase a total of 20,000 shares, vest 25% on each anniversary date of the 03/24/2009 grant date.
- The options, representing a right to purchase a total of 20,000 shares, vest 25% on each anniversary date of the 09/09/2009 grant date.
- The options, representing a right to purchase a total of 18,000 shares, vest 25% on each anniversary date of the 09/08/2010 grant date.
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