Filing Details

Accession Number:
0001140361-15-012642
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-19 15:09:01
Reporting Period:
2015-03-17
Filing Date:
2015-03-19
Accepted Time:
2015-03-19 15:09:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1562214 Zais Group Holdings Inc. HTWO Investment Advice (6282) 461314400
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1347551 Bradley R Forth 999 18Th Street Suite 3000
Denver CO 80202
Evp, Cfo, Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, Par Value $.0001 Disposition 2015-03-17 251,253 $0.01 0 No 4 S Direct
Class A Common Stock, Par Value $.0001 Acquisiton 2015-03-17 3,056 $0.01 8,056 No 4 P Indirect By PENSCO Trust Company Custodian FBO Richard B. Forth IRA
Class A Common Stock, Par Value $.0001 Acquisiton 2015-03-17 37,443 $0.01 84,851 No 4 P Indirect By Elevation Investments LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 P Indirect By PENSCO Trust Company Custodian FBO Richard B. Forth IRA
No 4 P Indirect By Elevation Investments LLC
Footnotes
  1. Mr. Forth has voting and dispositive power over the shares held in an IRA by PENSCO Trust Company Custodian FBO Richard B. Forth.
  2. Mr. Forth is the Managing Member of Elevation Investments LLC and has voting and dispositive power over the shares.