Filing Details
- Accession Number:
- 0001140361-15-012642
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-19 15:09:01
- Reporting Period:
- 2015-03-17
- Filing Date:
- 2015-03-19
- Accepted Time:
- 2015-03-19 15:09:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1562214 | Zais Group Holdings Inc. | HTWO | Investment Advice (6282) | 461314400 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1347551 | Bradley R Forth | 999 18Th Street Suite 3000 Denver CO 80202 | Evp, Cfo, Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, Par Value $.0001 | Disposition | 2015-03-17 | 251,253 | $0.01 | 0 | No | 4 | S | Direct | |
Class A Common Stock, Par Value $.0001 | Acquisiton | 2015-03-17 | 3,056 | $0.01 | 8,056 | No | 4 | P | Indirect | By PENSCO Trust Company Custodian FBO Richard B. Forth IRA |
Class A Common Stock, Par Value $.0001 | Acquisiton | 2015-03-17 | 37,443 | $0.01 | 84,851 | No | 4 | P | Indirect | By Elevation Investments LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | P | Indirect | By PENSCO Trust Company Custodian FBO Richard B. Forth IRA |
No | 4 | P | Indirect | By Elevation Investments LLC |
Footnotes
- Mr. Forth has voting and dispositive power over the shares held in an IRA by PENSCO Trust Company Custodian FBO Richard B. Forth.
- Mr. Forth is the Managing Member of Elevation Investments LLC and has voting and dispositive power over the shares.