Filing Details
- Accession Number:
- 0000351834-15-000011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-19 14:58:41
- Reporting Period:
- 2015-03-17
- Filing Date:
- 2015-03-19
- Accepted Time:
- 2015-03-19 14:58:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
351834 | Sunopta Inc. | STKL | Wholesale-Farm Product Raw Materials (5150) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1248306 | R Steven Bromley | 2838 Bovaird Drive West Brampton A6 L7A 0H2 | Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2015-03-17 | 90,000 | $1.64 | 298,309 | No | 4 | M | Direct | |
Commons Shares | Disposition | 2015-03-17 | 34,563 | $10.38 | 263,746 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Stock Options | Disposition | 2015-03-17 | 90,000 | $0.00 | 90,000 | $1.64 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-05-14 | 2015-05-14 | No | 4 | M | Direct |
Footnotes
- These stock options were set to expire during a blackout period during which officers of the issuer are not permitted to trade in the issuer's shares. The reporting person elected to exercise these stock options on March 17, 2015 in order to ensure their exercise prior to the beginning of the blackout period.