Filing Details
- Accession Number:
- 0001140361-15-012586
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-19 11:23:00
- Reporting Period:
- 2013-06-14
- Filing Date:
- 2015-03-19
- Accepted Time:
- 2015-03-19 11:23:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1357971 | Energy Services Of America Corp | ESOA | Water, Sewer, Pipeline, Comm & Power Line Construction (1623) | 204606266 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1472606 | S Nester Logan | 75 West 3Rd Avenue Huntington WV 25701 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-06-14 | 20,000 | $0.00 | 346,309 | No | 4 | P | Direct | |
| Preferred Stock, Series A | Acquisiton | 2013-06-14 | 8 | $0.00 | 8 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2013-08-02 | 15,000 | $0.00 | 361,309 | No | 4 | P | Direct | |
| Preferred Stock, Series A | Acquisiton | 2013-08-02 | 6 | $0.00 | 14 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2015-02-18 | 2,900 | $1.20 | 364,209 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2015-02-19 | 5,500 | $1.25 | 369,709 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2015-02-19 | 1,600 | $1.30 | 371,309 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- Units consisting of one shares of 6.0% Convertible Cumulative Perpetual Preferred Stock, Series A and 2,500 shares of common stock were purchased at a price of $25,000 per Unit.
- Series A Preferred Stock will be convertible into shares of common stock, at the option of the holders, only in the event that the Issuer elects to redeem the Series A Preferred Stock, and only during the period provided by the Issuer's Notice of Redemption.
Billionaire Hedge Funds
