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Filing Details

Accession Number:: 0001437749-15-005459
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-03-19 11:04:57
Reporting Period:: 2015-01-23

Filing Date:: 2015-03-19
Accepted Time:: 2015-03-19 11:04:57
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
275119	Baylake Corp	BYLK	State Commercial Banks (6022)	391268055

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1468152	Richard Kenneth Lammersfeld	217 N 4Th Ave Sturgeon Bay WI 54235	Chief Strategy & Dev. Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2015-01-23	200	$12.05	462	No	4	S	Indirect	By ESPP

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By ESPP

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	4,444	Direct
Common Stock	1,000	Indirect	By IRA
Restricted Stock Units	1,585	Direct
Restricted Stock Units	2,377	Direct
Restricted Stock Units	1,918	Direct
Restricted Stock Units	1,014	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Options	$4.15	2021-03-15	3,963	3,963	Direct
Common Stock	Stock Options	$6.20	2022-04-01	3,963	3,963	Direct
Common Stock	Stock Options	$9.50	2023-03-19	2,943	2,943	Direct
Common Stock	Stock Options	$13.90	2024-03-18	4,325	4,325	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2021-03-15	3,963	3,963	Direct
2022-04-01	3,963	3,963	Direct
2023-03-19	2,943	2,943	Direct
2024-03-18	4,325	4,325	Direct

Footnotes

The aggregate restricted stock units were granted on 3/15/2011 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
The aggregate restricted stock units were granted on 4/1/2012 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
The aggregate restricted stock units were granted on 3/19/2013 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
The aggregate restricted stock units were granted on 3/18/2014 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
The aggregate stock options were granted on 3/15/2011 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
The aggregate stock options were granted on 4/1/2012 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
The aggregate restricted stock units were granted on 3/19/2013 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the restricted stock units are converted into shares of common stock under direct ownership of the holder.
The aggregate stock options were granted on 3/18/2014 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.