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Filing Details

Accession Number:: 0001104659-15-020844
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-03-18 20:12:33
Reporting Period:: 2015-03-16

Filing Date:: 2015-03-18
Accepted Time:: 2015-03-18 20:12:33
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1265131	Hilltop Holdings Inc.	HTH	State Commercial Banks (6022)	841477939

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1456874	B Alan White	200 Crescent Court, Suite 1330 Dallas TX 75201	Plainscapital Corporation Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2015-03-16	5,591	$20.00	331,798	No	4	S	Direct
Common Stock	Disposition	2015-03-17	2,000	$20.01	329,798	No	4	S	Direct
Common Stock	Disposition	2015-03-18	11,002	$20.00	318,796	No	4	S	Direct
Common Stock	Disposition	2015-03-16	16,771	$20.00	1,603,932	No	4	S	Indirect	By Maedgen & White, Ltd.
Common Stock	Disposition	2015-03-17	6,000	$20.01	1,597,932	No	4	S	Indirect	By Maedgen & White, Ltd.
Common Stock	Disposition	2015-03-18	3,667	$20.00	1,594,265	No	4	S	Indirect	By Maedgen & White, Ltd.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Indirect	By Maedgen & White, Ltd.
No	4	S	Indirect	By Maedgen & White, Ltd.
No	4	S	Indirect	By Maedgen & White, Ltd.

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	10,238	Indirect	By Wife
Common Stock	23,806	Indirect	By Double E Investments
Common Stock	12,883	Indirect	By EAW White Family Partnership, Ltd.
Common Stock	8,045	Indirect	By Maedgen, White and Maedgen

Footnotes

The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on August 29, 2014.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.03 per share, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any security holder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Includes 95,844 shares of common stock held in an individual retirement account for the benefit of the reporting person.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.04 per share, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any security holder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that the reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of these shares.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.01 per share, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any security holder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Includes 453 shares of common stock held in an individual retirement account.