Filing Details
- Accession Number:
- 0000945436-15-000083
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-18 17:21:24
- Reporting Period:
- 2013-06-05
- Filing Date:
- 2015-03-18
- Accepted Time:
- 2015-03-18 17:21:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
945436 | Sunedison Inc. | SUNE | Semiconductors & Related Devices (3674) | 561505767 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1216875 | A David Ranhoff | C/O Sunedison, Inc. 13736 Riverport Drive, Suite 180 Maryland Heights MO 63043 | Svp; President Solar Materials | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-06-05 | 4,698 | $7.89 | 45,302 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2015-03-16 | 100,000 | $3.27 | 230,604 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-03-16 | 100,000 | $24.00 | 130,604 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-03-16 | 100,000 | $3.27 | 100,000 | $3.27 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
97,000 | 2022-09-18 | No | 4 | M | Direct |
Footnotes
- The forfeiture of shares to cover the tax obligation on the vesting of 12,500 RSUs from Reporting Person's June 5, 2012 award was inadvertently not filed.
- This represents the number of securities beneficially owned by Reporting Person as of June 5, 2013.
- The exercise and sale of shares by Reporting Person was done during an open trading period.
- This price represents the weighted average sale price for multiple transactions on this line. The prices of the transactions reported on this line ranged from $23.78 to $24.135, inclusive. Upon request by the SEC staff, the Issuer or any Security Holder of the Issuer, Reporting Person will provide full information regarding the number of shares and prices at which the transactions were effected.
- The option to purchase 197,000 shares of common stock was awarded on September 18, 2012 under Issuer's 2010 Equity Incentive Plan in a transaction exempt under Rule 16b-3. The option is performance based option and will vest, if at all, in 33% increments if Issuer's stock achieves certain target market prices. The option award vested in the following tranches: June 21, 2014 - 65,667; and December 3, 2014 - 65,666.
- The option expires on the tenth anniversary of the grant date, provided that if the target market prices are not achieved by the fifth anniversary of the grant date, any remaining unvested portion of the option will be cancelled.