Filing Details
- Accession Number:
- 0000945436-15-000079
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2015-03-18 17:18:00
- Reporting Period:
- 2014-08-15
- Filing Date:
- 2015-03-18
- Accepted Time:
- 2015-03-18 17:18:00
- Original Submission Date:
- 2014-08-18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
945436 | Sunedison Inc. | SUNE | Semiconductors & Related Devices (3674) | 561505767 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1216875 | A David Ranhoff | C/O Sunedison, Inc. 13736 Riverport Drive, Suite 180 Maryland Heights MO 63043 | Svp; President Solar Materials | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Employee Stock Option (Right To Buy) | Acquisiton | 2014-08-15 | 28,333 | $1.76 | 148,635 | No | 4 | M | Direct | |
Employee Stock Option (Right To Buy) | Disposition | 2014-08-15 | 13,591 | $1.76 | 135,044 | No | 4 | F | Direct | |
Employee Stock Option (Right To Buy) | Disposition | 2014-08-15 | 14,742 | $1.76 | 120,302 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-08-15 | 28,333 | $0.00 | 28,333 | $1.76 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
131,667 | 2022-07-24 | No | 4 | M | Direct |
Footnotes
- Non-qualified Stock Options exercised were done during an open trading period
- The amounts in Column 5 in the original report were inadvertently overstated by 29,698 shares.
- The option to purchase 160,000 shares of common stock was awarded on July 24, 2012 under the MEMC 2010 Equity Incentive Plan in a transaction exempt under Rule 16b-3. The option is a performance based option that will vest, if at all, in 33% increments if MEMC's stock achieves certain target market prices.
- The option expires on the tenth anniversary of the grant date, provided that if the target market prices are not achieved by the fifth anniversary of the grant date, the option will be cancelled.