Filing Details
- Accession Number:
- 0001225208-15-008172
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-18 17:07:49
- Reporting Period:
- 2015-03-16
- Filing Date:
- 2015-03-18
- Accepted Time:
- 2015-03-18 17:07:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101829 | United Technologies Corp | UTX | Aircraft Engines & Engine Parts (3724) | 060570975 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1555745 | B Elizabeth Amato | One Financial Plaza Hartford CT 06101 | Svp, Human Resources & Org. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-03-16 | 4,700 | $56.53 | 23,420 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-03-16 | 4,600 | $56.53 | 28,020 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-03-16 | 1,184 | $119.22 | 26,836 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-03-16 | 1,216 | $119.88 | 25,620 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-03-16 | 1,235 | $119.23 | 24,385 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-03-16 | 1,268 | $119.86 | 23,117 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-03-16 | 2,181 | $119.22 | 20,936 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2015-03-16 | 2,216 | $119.88 | 18,720 | No | 4 | D | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | D | Direct | |
| No | 4 | D | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2015-03-16 | 4,600 | $0.00 | 4,600 | $56.53 |
| Common Stock | Stock Appreciation Right | Disposition | 2015-03-16 | 4,700 | $0.00 | 4,700 | $56.53 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,700 | 2009-01-03 | 2016-01-02 | No | 4 | M | Direct |
| 0 | 2009-01-03 | 2016-01-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 13,407 | Indirect | By Savings Plan Trustee |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.2170 to $119.2310, per share.
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