Filing Details

Accession Number:
0001209191-15-027325
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-18 08:55:14
Reporting Period:
2015-03-16
Filing Date:
2015-03-18
Accepted Time:
2015-03-18 08:55:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1311538 Castle Brands Inc ROX Beverages (2080) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1188554 Mark Andrews C/O Castle Brands Inc.
122 East 42Nd St, Suite 4700
New York NY 10168
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-02-02 30,000 $0.00 2,847,659 No 5 G Direct
Common Stock Acquisiton 2015-03-16 1,900 $1.20 2,849,559 No 4 P Direct
Common Stock Acquisiton 2015-03-16 18,100 $1.21 2,867,659 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 686,684 Indirect Held By IRA
Common Stock 1,183,079 Indirect By Knappogue Corp.
Footnotes
  1. Includes shares of Common Stock held jointly with the reporting person's spouse.
  2. The reporting person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.