Filing Details
- Accession Number:
- 0001225208-15-008068
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-17 17:20:14
- Reporting Period:
- 2015-03-13
- Filing Date:
- 2015-03-17
- Accepted Time:
- 2015-03-17 17:20:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101829 | United Technologies Corp | UTX | Aircraft Engines & Engine Parts (3724) | 060570975 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1184185 | Geraud Darnis | One Financial Plaza Hartford CT 06101 | Pres. & Ceo, Utc Bldg. & Ind. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-03-13 | 200,000 | $57.84 | 351,191 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-03-13 | 101,500 | $56.53 | 452,691 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-03-13 | 8,000 | $118.59 | 444,691 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-03-13 | 47,408 | $121.03 | 397,283 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2015-03-13 | 95,579 | $121.03 | 301,704 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2015-03-13 | 150,513 | $121.24 | 151,191 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | D | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2015-03-13 | 101,500 | $0.00 | 101,500 | $56.53 |
| Common Stock | Stock Appreciation Right | Disposition | 2015-03-13 | 200,000 | $0.00 | 200,000 | $57.84 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-01-03 | 2016-01-02 | No | 4 | M | Direct |
| 0 | 2009-03-08 | 2016-03-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock (Career Restricted) | 4,224 | Direct | |
| Common Stock | 10,681 | Indirect | By Savings Plan Trustee |
| Common Stock | 11,834 | Indirect | Trust 3 |
| Common Stock | 24,000 | Indirect | Trust 4 |
Footnotes
- The price reported in Column 4 is a weighted average price.
Billionaire Hedge Funds
