Filing Details
- Accession Number:
- 0001209191-15-026882
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-17 14:18:01
- Reporting Period:
- 2015-03-12
- Filing Date:
- 2015-03-17
- Accepted Time:
- 2015-03-17 14:18:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1492426 | Horizon Pharma Plc | HZNP | Pharmaceutical Preparations (2834) | 272179987 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1342821 | Jeff Himawan | 21 Waterway Avenue, Suite 225 The Woodlands TX 77380 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-03-12 | 690,369 | $4.31 | 690,369 | No | 4 | X | Indirect | See Foot note |
Common Stock | Disposition | 2015-03-12 | 135,805 | $4.04 | 554,564 | No | 4 | D | Indirect | See Foot note |
Common Stock | Disposition | 2015-03-12 | 197,277 | $22.59 | 357,287 | No | 4 | S | Indirect | See Foot note |
Common Stock | Disposition | 2015-03-13 | 357,287 | $22.35 | 0 | No | 4 | S | Indirect | See Foot note |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Indirect | See Foot note |
No | 4 | D | Indirect | See Foot note |
No | 4 | S | Indirect | See Foot note |
No | 4 | S | Indirect | See Foot note |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant | Disposition | 2015-03-12 | 690,369 | $0.00 | 690,369 | $4.31 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
690,369 | 2012-03-02 | 2017-03-02 | No | 4 | X | Indirect |
Footnotes
- Represents shares underlying warrants. Essex Woodlands Health Ventures Fund, VII, L.P. (the "Fund") exercised warrants for 690,369 shares. Shares received by the Fund are net of shares withheld, as described in footnote (3), due to net exercise of warrants.
- The securities are held directly by the Fund. The Reporting Person is a manager of Essex Woodlands Health Ventures VII, L.L.C., which is the general partner of Essex Woodlands Health Ventures VII, L.P., the general partner of the Fund. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
- Represents 135,805 shares withheld in connection with the net exercise of warrants. Such shares are held by the issuer in satisfaction of the warrant's exercise price and did not involve any sale of shares by the Fund.
- Price Range of $22.41 to $22.90.
- Price Range of $22.20 to $22.62.