Filing Details
- Accession Number:
- 0001004878-15-000075
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-17 13:37:17
- Reporting Period:
- 2014-09-23
- Filing Date:
- 2015-03-17
- Accepted Time:
- 2015-03-17 13:37:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1425808 | Hydrocarb Energy Corp | HECC | Crude Petroleum & Natural Gas (1311) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1469631 | V. Pasquale Scaturro | 1700 Garland St. Lakewood CO 80215 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-09-23 | 33,915 | $3.37 | 2,859,715 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-11-19 | 31,700 | $1.71 | 2,828,015 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-01-14 | 75,000 | $0.00 | 2,753,015 | No | 4 | J | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | J | Direct |
Footnotes
- Between 9/23/2014 and 11/12/2014, Mr. Scaturro sold 33,915 shares of the Company's common stock pursuant to Rule 144 at a weighted average price of $3.37 per share.
- Mr. Scaturro transferred 37,500 free trading shares each to Angela Watts and Tyler Watts pursuant to an agreement between Mr. Scaturro and Kent Watts to purchase an African corporation. Pursuant to the agreement, Mr. Scaturro is obligated to transfer an additional 162,500 free trading shares to Angela and Tyler Watts.
- Between 11/19/20104 and 2/27/2015 Mr. Scaturro sold approximately 500 shares each trading day at an average price of $1.71 per share. The shares were sold pursuant to a Lock-Up Agreement in connection with the agreement between Mr. Scaturro and Kent Watts mentioned in footnote 2.