Filing Details

Accession Number:
0001004878-15-000075
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-17 13:37:17
Reporting Period:
2014-09-23
Filing Date:
2015-03-17
Accepted Time:
2015-03-17 13:37:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1425808 Hydrocarb Energy Corp HECC Crude Petroleum & Natural Gas (1311) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1469631 V. Pasquale Scaturro 1700 Garland St.
Lakewood CO 80215
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-09-23 33,915 $3.37 2,859,715 No 4 S Direct
Common Stock Disposition 2014-11-19 31,700 $1.71 2,828,015 No 4 S Direct
Common Stock Disposition 2015-01-14 75,000 $0.00 2,753,015 No 4 J Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 J Direct
Footnotes
  1. Between 9/23/2014 and 11/12/2014, Mr. Scaturro sold 33,915 shares of the Company's common stock pursuant to Rule 144 at a weighted average price of $3.37 per share.
  2. Mr. Scaturro transferred 37,500 free trading shares each to Angela Watts and Tyler Watts pursuant to an agreement between Mr. Scaturro and Kent Watts to purchase an African corporation. Pursuant to the agreement, Mr. Scaturro is obligated to transfer an additional 162,500 free trading shares to Angela and Tyler Watts.
  3. Between 11/19/20104 and 2/27/2015 Mr. Scaturro sold approximately 500 shares each trading day at an average price of $1.71 per share. The shares were sold pursuant to a Lock-Up Agreement in connection with the agreement between Mr. Scaturro and Kent Watts mentioned in footnote 2.