Filing Details
- Accession Number:
- 0001579618-15-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-16 21:30:43
- Reporting Period:
- 2015-03-12
- Filing Date:
- 2015-03-16
- Accepted Time:
- 2015-03-16 21:30:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1023024 | Ani Pharmaceuticals Inc | ANIP | Pharmaceutical Preparations (2834) | 582301143 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1579618 | Tracy Marshbanks | 1 South Wacker Drive Suite 3900 Chicago IL 60606 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-03-12 | 143,516 | $63.00 | 375,829 | No | 4 | S | Indirect | See Footnote 1 |
Common Stock | Disposition | 2015-03-12 | 5,978 | $63.00 | 15,656 | No | 4 | S | Indirect | See Footnote 2 |
Common Stock | Disposition | 2015-03-12 | 58,265 | $63.00 | 152,579 | No | 4 | S | Indirect | See Footnote 3 |
Common Stock | Disposition | 2015-03-12 | 2,241 | $63.00 | 5,870 | No | 4 | S | Indirect | See Footnote 4 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote 1 |
No | 4 | S | Indirect | See Footnote 2 |
No | 4 | S | Indirect | See Footnote 3 |
No | 4 | S | Indirect | See Footnote 4 |
Footnotes
- 1: Held by: FA Private Equity Fund IV, L.P., of which the Reporting Person may be deemed to be a beneficial owner pursuant to rule 16a-1(a)(1).
- 2: Held by: FA Private Equity Fund IV GmbH & Co. Beteiligungs KG, of which the Reporting Person may be deemed to be a beneficial owner pursuant to rule 16a-1(a)(1).
- 3: Held by: The Productivity Fund IV Liquidating Trust, of which the Reporting Person may be deemed to be a beneficial owner pursuant to rule 16a-1(a)(1).
- 4: Held by: The Productivity Fund IV Advisors Fund Liquidating Trust, of which the Reporting Person may be deemed to be a beneficial owner pursuant to rule 16a-1(a)(1).