Filing Details
- Accession Number:
- 0001209191-15-026712
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2015-03-16 20:45:39
- Reporting Period:
- 2015-03-11
- Filing Date:
- 2015-03-16
- Accepted Time:
- 2015-03-16 20:45:39
- Original Submission Date:
- 2015-03-13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 949699 | Pharmacyclics Inc | PCYC | Pharmaceutical Preparations (2834) | 943148201 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1507650 | Maky Zanganeh | C/O Pharmacyclics, Inc. 995 East Arques Avenue Sunnyvale CA 94085 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-03-11 | 30,000 | $7.19 | 255,312 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-03-11 | 30,000 | $254.11 | 225,312 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-03-12 | 92,500 | $0.75 | 317,812 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-03-12 | 48,219 | $2.30 | 366,031 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-03-11 | 30,000 | $0.00 | 30,000 | $7.19 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-03-12 | 48,219 | $0.00 | 48,219 | $2.30 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-03-12 | 92,500 | $0.00 | 92,500 | $0.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 114,069 | 2010-04-11 | 2020-04-11 | No | 4 | M | Direct |
| 0 | 2008-09-10 | 2018-09-10 | No | 4 | M | Direct |
| 37,500 | 2009-03-03 | 2019-03-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 75,363 | Indirect | Custodian |
| Common Stock | 900 | Indirect | By Indvidual Retirement Account |
| Common Stock | 725 | Indirect | By Roth Individual Retirement Account |
Footnotes
- By Reporting Person for minor child.
- This option is fully vested.
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